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1. Introduction
The end of last century had the characteristic
of being a transition from an era of war between
sovereign nation-states, to an era of ecumenical,
pluralistic and relatively peaceful coexistence
under a new world order of freedom. Some, more
optimistic observers, have hailed this momentous
event as the decisive triumph of democratic liberalism...
However, the transition is marked by a disastrous
increase in criminality which is fast becoming
a worldwide phenomenon. Far from moving towards
the "End of History", we are moving
into an "Age of Crime". This historical
turning point became evident to the author about
twenty years ago while serving in Poland as Ambassador
for Brazil. All over the world, but particularly
in the area of the former Soviet empire, the ominous
change is strikingly noticeable. Also among many
developing countries of Latin America.
It is clear that, while the coercive and repressive
power of the state through a paternalistic and
interventionist authority is weakening everywhere
- murder, robbery, drug trafficking and terrorism
are increasing as a consequence. For example,
as early as 1981 in Warsaw, it became evident
that the streets of the city were no longer safe
at night. For the first time embassies were burglarized,
cars stolen, women raped, planes hijacked and
drugs sold freely among the youth. The news of
horrendous crimes were published in newspapers.
Explicit violence was shown in cinemas and on
television. Lawlessness was clearly on the rise
but police slowly withdrew from open presence
for fear of appearing repressive. Increasing impunity
became a logical follow-up to a growing consciousness
of the need for respect of human rights. Yet,
the absence of effective laws and law-enforcement
institutions always entails the spreading of crime,
the proliferation of international crime syndicates,
gang strife, as well as social and political corruption.
Symptoms of the decline of the Leviathan were
duplicated since then, in practically all countries
that emerged from the dissolution of the former
Soviet empire. Even in China, where the Communist
Party maintains its dictatorial powers, the corollary
of the reduction of totalitarian political, economic
and ideological pressure is evidenced by thousands
of capital executions of assorted common criminals.
In most Third World countries, governments are
intent on curbing the growing violation of penal
codes, but individual and disorganized violence
seem to be an inevitable outcome of the new state
of affairs. Plain, common crime supersedes the
public and organized violence of war, with private
transgression replacing the totalitarian oppression
and collective conflicts that have made the XXth
century the bloodiest in history. Two hundred
million victims were the toll inflicted by the
"Age of War". But how many millions
will die in the explosion of criminality that
seems an inevitable outcome of the process of
transition to a new freedom until a new
spontaneous order is established?
2. Social Pathology
The fact of the matter is that deprived of the
constraints of disciplinary regimentation provided
by armies - which are tightly organized institutions
for collective murder at a national level - natural
human aggressiveness switches to unethical, libertine
behaviour and urban banditry by small groups,
gangs and international crime syndicates. Consequently,
widespread crime is the new challenge to the legal
coercive and policing powers of governments. If,
following Max Weber, the state is the institution
that holds the monopoly of legitimate violence,
the global victory of the forces of freedom in
the annus mirabilis of 1989 may tragically result
in a decline of law and order. The reduction of
the legal coercive power of governments can only
benefit delinquency, if it is not realized, as
soon as possible, that democracy and freedom may
only survive in an atmosphere of strict and solid
Rule of Law. As James Madison said, "if men
were angels, no government would be necessary".
Since we are not angels, the Rule of Law is after
all the only acceptable reason for the existence
of governments.
In his famous novel, A Clockwork Orange, Anthony
Burgess evokes the atmosphere of violence which
plagues every big city. Even Tokyo is no more
immune to this challenge. Anthropological, ethological
and psychological science have established aggression,
destructiveness and selfishness as humankind's
innate characteristics. "Original sin"
is within us. Culture and education exist to restrain
us and punish borderline excesses. Since "man
is the wolf of man" following Plautus' famous
formula - homo hominis lupus as described by Thomas
Hobbes - the great Leviathan was conceived by
a sort of implicit Social Contract as a means
to preserve collective security, to remove the
fear of the summum malum which is violent death,
and to guarantee to each individual citizen his
right to life, liberty and property. In other
words, the purpose of the State is to secure order
amidst violent competition amongst humans. These
are Hobbes' relevant words: "I put for a
general inclination of all mankind, a perpetual
and restless desire of power after power, that
ceaseth only in death... And therefore if any
two men desire the same thing... they become enemies
and in the way to their end... endeavour to destroy
or subdue one another... Hereby it is manifest
that, during the time men live without a common
power to keep them all in awe, they are in that
condition which is called war; and such a war
as is of every man against every man - bellum
omnium contra omnes".
Some philosophers along the line of Montaigne,
Rousseau, Beccaria, Owen, Dewey and the Fabian
socialists in general, have however created a
romantic myth around the idea of the "Goodness
of Man". They were keen on discovering alibis
to absolve the wrongdoer of his guilt, frequently
disguised as utilitarianism. The heinous results
of criminal impunity, hence of growing crime,
can be attributed to this sort of Pelagian "ideology",
which is indeed heretical. In Brazil, due to too
lenient penal statutes and a collapse of police
and correctional services, favourable conditions
have been created for criminals to relapse. There
is much sympathy with the "poor things"
who have robbed, kidnapped, killed or maimed among
rich and poor. Meanwhile, capitalism, bourgeois
society, military dictatorships, poverty, economic
depression, police brutality, childhood traumas,
racism, inadequate educational systems in the
ghettos, or other external causes are invoked
as excuses. Human rights are always conjured,
but the rights of the victim to his life, liberty
and property are likely to be forgotten. It is
readily proven that lenient penal codes, a disorganized
police force, the timidity of elected governments
and an improperly established judicial administration
invariably coincide with the explosive increase
in criminality. Statistics indicate homicide among
youngsters to be the second highest cause of death
worldwide, after accidents. Thirty thousand a
year die violently in the United States of America;
nearly the same number in the city of São
Paulo alone, with a population of 15 million.
At the time of writing, probably no country offers
a more appalling example of the deterioration
of political and social life, to a point where
criminal anarchy threatens to tear apart the very
fabric of society, than Colombia. Following the
partisan struggle between Liberals and Conservatives
in the 1940s, Ia Violencia degenerated into a
new type of bloodshed which cost approximately
200 000 lives. The process further decayed from
the 1960s to the 1970s, since brutal political
delinquency merged with simple criminality. Guerrilla
movements were financed by the drug trade. They
also evolved into an extension of the cocaine
drug lords, to a point where it is now difficult
to distinguish a drug gang from a group of politically
motivated assassins. Similar to the Mafia and
Camorra of Southern Italy in the 19th century,
political and economic enthusiasm easily degenerated
into "liberation" by other means. By
taking one short step further in this process,
pure, vicious robbery ensued. Private criminal
violence logically evolved from secretive, restrained
political violence in the name of liberation,
including liberation theology...
3. The Brazilian Example
The transitional pattern is amply demonstrated
by the situation in Brazil, particularly in São
Paulo and Rio de Janeiro. Constant revolts in
prisons; 400 000 sentenced criminals, including
seasoned murderers with two-dozen or more killings
in their record, walking freely down the streets
- when such a magnitude of crime occurs in large
metropolitan areas, it becomes clear that a truly
social and moral pathology has taken root in contemporary
society. As military rule deteriorated in the
early 1980s, the number of homicides, robberies,
kidnappings, prison rebellions, heinous crimes
against children, death-squad murders, lynching
and vigilante activities, increased by leaps and
bounds. According to one calculation by a "think-tank"
called the Atlantic Institute, approximately 70
000 assassinations have been committed in the
ten years between 1985 and 199, in the area of
Greater Rio (with some eight million inhabitants).
This is more than Brazilian losses during the
Paraguayan War in the XIXth century, those suffered
by the USA during the Vietnam war, or caused by
the Sendero Luminoso in Peru, or as a result of
the "dirty war" (guerra sucia) in Argentina,
after Peron died.
Humankind, today, lives in a strongly urbanized
civilization. In Brazil, urbanization increased
from 30 per cent to 70 per cent in less than 50
years, bringing to the large industrial concentrations
of Southern Brazil a mass of destitute migrant
farmers from the poorest regions of the North-eastern
parts of the country. Hardly educated in civic
discipline, the uprooted masses settled in densely
populated slums (favelas) on the hillsides around
Rio, which had become prey to drug-dealing desperadoes.
Excessive crowding has been confirmed by ethology
as a cause of pathological behaviour among animals.
In 1981, when the present cycle of criminality
started to cause anxiety to both government officials
and scholars, demographic density was blamed.
Poverty and the pressure of multitudes are salient
features of life in Calcutta, and yet, this largest
of Indian cities has a remarkably low crime rate
This proves that sociological explanations for
the phenomenon have to be sought elsewhere. The
incidence of economic and social factors in the
explosion of lawlessness that has become the scourge
of Rio and to a lesser extent Sao Paulo, cannot
be denied. Inflation, unemployment, the ineptitude
of municipal and state administrations, intense
rural migration, the perverse contaminating effect
of violence in movies and television, a breakdown
in the penitentiary system, popular hostility
towards the police, corrupt politics, alienation
of the youth, the "consumerist culture",
and last but not least drugs, are no doubt magnifying
factors or circumstantial causes. But other aspects
of the problem must be advanced. No alibis are
to be invoked.
The failure of the state occurs when politicians
engrossed solely in their own demagoguery, do
not provide the people with that basic obligation
of governments under the Rule of Law, namely the
preservation of public order. The word Police
has its roots in the Greek politeia, "policy",
from polis, an organized city, and the Latin politia,
meaning "government, administration".
All civilized states have to be to a certain extent,
"police states". The two adjectives
are almost synonymous. When the power of the state
recedes and social ethics fall to an all-time
low, humankind's aggressive nature retakes its
rights and "private" warfare among individuals
is resumed. In other words, the issue is the "privatization"
of ferocity. Hence, the need for a broader, elevated
concept of police power.
Part of modern social pathology is of an ideological
nature. After the withdrawal of the Brazilian
military from direct government, local administrations
in Rio were taken over by demagogues such as Mr
Leonel Brizola, a populist leader from Southern
Brazil (Rio Grande do Sul) who claimed to be the
heir of Getuho Vargas. Vargas was the former dictator
(1930-1945) who turned into a popular president
in the early 1950s, until he committed suicide
rather than surrender his power in 1954. Brizola
led the nationalist left-wing movement against
the military from his electoral base in Rio. But
he only aggravated misrule until he and his supporters
were soundly beaten at the polls in 1994. Claims
are made that Marxist intellectuals who were kept
in custody by the military during their hard-line
rule (1969-1980), converted criminals with whom
they shared lodging in prison, persuading them
that private property is pure "theft".
It is legitimate after all to expropriate from
the rich that which is nothing but the product
of bourgeois exploitation. Many Catholic priests
also played a relevant role in this turn of events,
by misinterpreting Liberation Theology
as a mandate for Marxist-Leninist revolution.
4. Initiatives
What initiatives are being taken to combat crime
in this country? The answer is very few and those
that are implemented are halfhearted and blundering.
Early in 1995, the inauguration of a new Federal
government in Brasilia and a new State government
in Rio and S.Paulo, both controlled by the same
political party, raised hopes for an assertive
effort against urban criminality. The Brazilian
armed forces were called in to help, but were
ill-prepared for the task. Following the end of
the Cold War and the collapse of the Soviet-bloc,
the armed forces in several countries have taken
the necessary steps to adapt their strategy, tactics
and armament to the new international situation.
This was not the case in Brazil where much more
needs to be done. The effect of the "New
World Order" upon Brazil is obvious. Its
armed forces have lost their two main "enemies":
Argentina and Communism. Argentina has become
a partner and ally in the context of Mercosur,
the Economic Treaty of the Southern Cone. Communism
just evaporated. This did not seem to prevent
a scandalous waste of money on pet projects such
as six new conventional submarines for the Navy,
plus a nuclear one; the Air Force attack plane
AM-X; and the Army "Osorio" heavy tank.
Besides, if Amazonia is now considered to be the
most vulnerable strategic area by military experts,
none of these weapons can play any practical role
in a densely forested environment. What is relevant
in the Amazon rain forest is the use of jungle
hide-outs, small planes and hidden airstrips by
trans-national criminal syndicates for the manufacture
and distribution of drugs. In Rio, Army, Navy
and Air Force units were asked only once to assist
the police. They patrolled the hillsides, cordoned
off all escape routes, seized heavy weapons held
by petty criminals, arrested some offenders who
were soon to be released again by the courts,
and made a general aerial survey of the areas
afflicted by crime. For a period, the show of
force seemed to produce results and the favellas
were brought under control. But soon criminals
investigated other outlets for their activities.
As a result there was a spate of bank robberies,
while kidnapping of rich, or not so rich, businessmen
assumed epidemic proportions. Frustrated in its
efforts, the Army withdrew back to its barracks.
Except for a long-overdue general survey of the
situation and a serious attempt at sanitizing
both civilian and military state police from the
most obvious forms of corruption, little else
was accomplished.
Of course, in Brazil, many civilians, generals
and other officers have objected to the use of
the armed forces in such low-status tasks as infiltrating
the favelas. They consider these operations as
a disfigurement of their lofty national mission.
But what other alternatives are there to enhance
their raison d'être? The problem of Brazil,
from the viewpoint of national security is not
of an external nature any more. It is internal
problem. Apart from the rhetoric of "Pelagian"
tolerance and irrespective of objective political
and social factors that have influenced the present
abysmal situation on the crime front, Brazil needs
a complete new outlook on its defence establishment.
It needs above all else greater police power.
Among other remedies that have been suggested
to correct the present situation, one seems to
be of paramount importance: a complete overhaul
of the police. At present the police organization
in the many states of the Union is in a quandary.
There are several "police forces": a
"civil" police, a state "military
police", a "municipal police" and,
of course, the Federal Police. All these law-enforcement
agencies would function better under centralized
federal supervision and, if possible, Army command.
There is a need for a unified police force for
the same reasons that there is a need for unified
military leadership in war. An ideal model would
be that of such institutions as the Canadian Royal
Mounted Poliice, the Spanish Guardia Civil, the
Italian Carabinieri and the Chilean Carabineros.
These forces have a tradition and prestige sorely
lacking in their Brazilian counterpart. As long
as any police force is deprived of the loyal support
and confidence of rulers, sufficient equipment,
popular support, and adequate pay, no effective
fight against crime can be contemplated. Cooperation
offered by the Federal Police to the various international
organizations engaged in fighting crime syndicates
and drug cartels, is absolutely necessary.
Brazil also urgently needs a new penal code -
the existing, archaic one has been discussed in
Congress at an extremely slow pace. Another requirement
is the elimination of the clauses in the 1988
Constitution that give excessive protection to
criminals, particularly to young ones. Minors
often form the backbone of criminal gangs, feeling
secure against police enforcement on account of
legal impunity below age 16. The absurd situation
that has brought disrepute to Brazil and protests
from international human rights organizations,
ignorant of the real nature of the problem, results
from the legal and intellectual pretence of classifying
murderous teenagers as "abandoned children".
As they cannot be legally incriminated or kept
out of trouble by legal means, the easy way out
for brutal and ignorant police officers is simply
to kill them right away, whenever possible. The
widespread use of vigilantes and spontaneous lynching
in the small towns of the interior and the crowded
suburbs of Rio and S. Paulo, is a symptom of a
serious and deep malaise. Opinion polls have consistently
shown that a silent majority of the population
is in favour of the death-penalty for relapsed
and hardened convicts. Their condemnation to hard
labour is also a must, once constitutional restrictions
on "forced labour" in prisons are removed.
Another priority is a complete overhaul of the
penitentiary system, under Federal control. Presently,
overcrowded urban prisons and reformatories are
breeding grounds for the worst offenders. Tentative
efforts are being made to transfer hardened criminals
to specially constructed, no-escape penitentiaries,
far removed from urban centers.
Above all, a new spirit in the governing elite
is required, to counteract left-wing intellectuals
who control the media and have turned such gangs
as the Comando Vermeiho - a ring of drug-trafficking
ex-convicts who dominate the favelas with military
weapons - into heroic bands of "Robin Hoods"
engaged in class warfare against the capitalist
bourgeoisie. A change of heart is also an absolute
requisite to overcome the present dismal condition
of police corruption and lawlessness. All classes
have in fact had to pay heavily for the deterioration
of the deceitful welfare state, incapable anymore
of maintaining the normal Rule of Law. A kind
of social pathology is responsible for the present
predicament, whereby no harsh official measures
are taken to combat crime. Everything is left
as it is. Meanwhile the situation deteriorates
further, while the government ignores the social
evils of corruption and violence and neglects
to punish law-breakers wherever they reside.
In November 1995, a large part of the population
of Rio de Janeiro, the cariocas, demonstrated
that they had had enough of crime. A mass protest
took place in the main thoroughfare of the central
business district, with approximately 100 000
people gathering under the slogan Reage, Rio!
("React, Riol"). They have indeed had
enough of being murdered along the beach of world-famous
Ipanema by teen-aged hooligans, with a dozen felonies
on their records; or kidnapped for ransom by former
police officers turned gangsters; or killed while
sleeping in their own beds by a stray bullet from
a nearby favela, as happened to a woman in her
12th floor Copacabana apartment; or machine-gunned
by favelados simply because they missed the correct
turn-off to the airport, as befell a group of
out-of-town football fans returning home; or listening
on Television to endless unfulfilled promises
of politicians at election time that they will
"clean the city of crime". The crowd
marched, shouted, sang, prayed, disturbed the
traffic, protested against everybody and everything,
and then went home. The State Governor, the Mayor,
the Police Chief and the generals were all sceptical.
But there is hope that the people themselves will
force the federal, the state and the municipal
governments to finally come to their senses and
give the combating of crime higher priority on
the political agenda. As a matter of fact, in
the last three years the rate of crime has been
slowly falling, just as it has happened in New
York under Mayor Giuliani.
What must be considered is truly dramatic. Public
opinion must be focused on the fact that social
morality, civic responsibility and a strong communal
ethos in a free society are absolute pre-conditions
for the adequate and efficient functioning of
a market economy under a liberal democratic system.
At present, it seems that the proliferation of
capitalism and economic growth in the world are
progressing at a faster rate than the strengthening
of collective morality under the Rule of Law.
What conservative pessimists see as the outcome
is uncontrollable permissiveness and social disintegration.
But the challenge to freedom and order has to
be faced.
The new situation calls also for a complete reassessment
of the role of the Brazilian armed forces. Their
traditional purpose of engaging in politics "through
other means" - as Clausewitz suggested -
must be replaced by a compelling invitation to
act as an instrument of international law enforcement.
Coordination of global action against crime through
an organized force of order, seems to be an increasing
international concern. In Brazil itself, this
was prefigured by the maintenance of law and order
by the Army in Rio de Janeiro at the time of the
ECO-92 Conference; in Salvador of Bahia during
the Ibero-American Conference of 1993; and by
the replacement of border guards in several areas
of the Brazilian frontier while some units of
the Federal Police were striking.
5. Conclusion
What has become evident in the post-Cold War
world is that the individual is the central figure
under International Public Law, while the sovereign
National-State slowly recedes into well-deserved
oblivion. Freedom in liberal-democratic societies
entails full individual responsibility. This is
one of the most revolutionary transformations
in modern history, which announces new ideal forms
of future global coexistence. Since the limited
scope of this essay does not allow for the development
of this thesis, some of its consequences are indicated.
It must be realized that the world is in a period
of rapid historical transition from an "Age
of War" to an "Age of Crime". Criminality
in all its ominous aspects is expected to be the
major challenge to the "New World Order".
General wars will be replaced by international
"police action", following the pattern
recently observed in Irak, Bosnia and Kossovo.
Global peacekeeping will probably be concentrated
in the hands of a single Superpower, assisted
by its allies after action has been legitimized
by the UN Security Council. Collective military
violence though, should only be used to punish
international criminals; or to re-establish order
in places like Somalia, the Congo, Sierra Leoa
or Burundi when anarchy prevails. The natural
calling of the US to the role of a "universal
sheriff" is fostered by the archetypal popular
myth of the "good guy" striking down
the "villain" in a fair contest. The
Manichaeistic motif of confrontation between Good
and Evil will be transferred to world affairs.
The US will presumably be unwillingly coerced
into assuming this role, irrespective of the isolationist
inclinations that still prevail in the collective
American consciousness. All the inhabitants of
the world must appreciate that new global conditions
hold not only for good, but also for evil. In
short, a unified crime-preventing authority is
needed. This is the only type of "world government"
that is required amidst the conditions of global
peace and freedom expected to prevail in the modern
age. As the Irish politician John Philpot Curran
grandly proclaimed in 1790, "the condition
upon which God hath given liberty to man is eternal
vigilance; which condition if he break, servitude
is at once the consequence of his crime, and the
punishment of his guilt". Therefore, at the
national and the international level, the new
price of liberty for all is to be vigilant in
the war against global crime
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