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Conventional wisdom in the United States concerning
Latin American affairs has tended to reduce political
conflicts in this continent to contests between
a right-wing military, which supports the interests
of a conservative landholding class, and democratic
forces, which strive for progress, liberty, and
the defense of the popular masses. This is a simplistic
outlook. At least as far as Brazil and Argentina
are concerned, such a point of view is far from
corresponding to complex historical reality. The
paradigm of political and social unrest in Brazil
and Argentina should rather follow the classical
model, proposed by Plato and Aristotle more than
two thousand years ago: In opposition to the wishes
of long-established rural and urban "aristocracies"
with varying degrees of commitment to constitutional
forms of government, changes are introduced or
provoked by populist leaders, whom the Greek philosophers
used to call "tyrants."
Brazil's Getúlio Vargas and Argentina's
Juan Perón were typical tyrants in this
classical sense. Personal ambition, mere competition
between groups and clienteles for the sake of
the spoils of power, the intervention of the armed
forces and ideologies of the Left and Right are
complicating factors but not the heart of the
problem. Actually, the Roman Republic can be taken
as a basic model of what generally happens in
Latin upheavals: At the end of the republic, the
old constitution, which gave preeminence to patrician
families with seats in the Senate, was being jeopardized
by the emergence of leaders or tribunes of the
plebs (Marius, Julius Caesar, Marc Antony, Octavian),
often fighting against representatives of the
patrician classes (Sulla, Pompey, Cicero, Brutus).
Thus was the republic overthrown.
In Latin America, the process of modernization
can be directed either by the Right or the Left-and
liberal-constitutional government can similarly
be defended either by conservatives or socalled
progressive elements. The fact that Vargas was
a civilian and Perón a general is of secondary
importance: The main significance of their historical
role is the populist impact exerted by their charismatic
personalities at the onset of the Industrial Revolution
in their respective countries. Ideological polarities
seem to have less import than the fact that both
men subverted legitimately organized, liberal-constitutional
schemes of ideological plurality.
As an introductory scheme for my discussion, I
propose a triangular formula, whereby the dichotomy
between the Jacobin revolutionary urge and Bonapartist
authoritarianism is superseded by a third factor,
representing the educated liberal-constitutional
middle classes ("liberal" in the Continental
sense of the word), which are strongly influenced
by Western European and North American models
of tolerant pluralism.
Personalities play an immense role in the political
struggles of Argentina and Brazil, with little
connection to ideologies, party programs, or philosophical
or religious convictions. Ideologies are shifting
instruments of public policy, rather than the
other way around. The strong personality of the
caudillo constitutes a general phenomenon that
has been enhanced by the Industrial Revolution,
the process of modernization, and the progressive
enlargement of the franchise.
The word democracy should not be used indiscriminately
to describe events. Very often it is hard to decide
on which side democratic forces are fighting.
Populist leaders such as Perón and Vargas
are modern expressions of the personal role of
charismatic caudillos in Latin American history,
in a tradition that does not necessarily stem
from nineteenth-century Iberian history. Vargas
of Brazil inherited the caudillo stigma from the
southern frontier state of Rio Grande do Sul,
close to Argentina and Uruguay, where the caudillesco
tradition is strong.
Brazil and Argentina are definitely not Third
World countries: They are simply poor, developing
countries of the First World, to the same extent,
for instance, that Greece, Spain, and Portugal
were until recently. Their populations are mostly
of European extraction (neighbors jokingly describe
the Argentines as "Italians who speak Spanish
and believe themselves to be British"). They
speak Romance languages, profess the Christian
religion, read Western books and see Western films.
They dress like Westerners; dwell on Western political,
social, and cultural ideas; and are economically
and financially linked to the West.
The two nations are historically as much a result
of the European imperialistic expansion following
the great navigations, discoveries, and conquests
of the fifteenth, sixteenth, and seventeenth centuries
as the United States, Canada, or Australia. It
is easy, therefore, to understand how political
ideologies and institutions in Brazil and Argentina
follow the patterns set up mainly by southern
Europe, and less distinctly by Western Europe
and North America, a consideration which is absolutely
essential to an understanding of the changes occurring
in our relatively isolated part of the world.
Another point to be emphasized is that the thirty-odd
countries of Latin America and the Caribbean,
although showing many points in common as far
as their political and social characteristics
are concerned, differ strongly among themselves
on the cultural level. If we wish to evaluate
the very complex composition of the area, we should
be wary of the concept of "Latin America,"
often used for convenience's sake in the United
States to sum up the whole of the continent south
of the Rio Grande.
Vargas of
Brazil
Brazil won its independence peacefully in 1822,
thanks to the initiative of the Portuguese King
Joâo VI's son, who proclaimed himself emperor
under the title of Dom Pedro I. Pedro I's son,
Dom Pedro II, reigned from 1831 to 1889, a long
and enlightened regime that granted Brazil an
extraordinary period of stability, peace, and
freedom. Quite in contrast with the anarchy then
prevailing in most of South America (with the
sole exception of Chile), this unique monarchical
"childhood" determined the course of
Brazilian history. A landed slave-owning aristocracy
(slavery was abolished only in 1888) ruled the
country under the benign supervision of the emperor,
who exercised what came to be known as the "moderating"
power.
European immigration, stimulated early under
the empire, grew at the end of the last century
and early in this one. From three to five million
Italian, Portuguese, Spanish, German, Polish,
and, later, Lebanese, Jewish, and Japanese immigrants
entered the country, fundamentally changing the
anthropological makeup of the southern states.
Brazil now holds the largest Japanese population
outside of Japan (more than a million Japaneseborn
nisei and sansei).
French influence growing among the intelligentsia,
both civilian and military, and the modern model
of the U.S. federal and republican Constitution,
led to the proclamation of the republic in 1889
by a sudden and unexpected military coup d'état.
From 1889 to 1930, the "old republic"
was in fact an oligarchic regime dominated by
the coffee growers of the state of Sao Pâulo
and the cattle ranchers of the state of Minas
Gerais, both surrounding the capital of Rio de
Janeiro. Presidents were chosen by political caucus.
A paternalistic sort of regime grew, under a ruing
class that never made a clear distinction between
things public and things private. The British
parliamentarian model of the empire was replaced
by an American model, with its presidential and
federal features. Only once did an opposition
candidate seek office in presidential elections,
and when this happened, in 1930, the results were
violence and the collapse of the old republic.
The new head of state was Getúlio Dornelles
Vargas, who lived from 1883 to 1954. A former
governor of Rio Grande do Sul and minister of
finance, Vargas brought an entirely new concept
to bear on Brazilian politics, for he was the
first Brazilian representative of the typically
Spanish style of caudillo leadership (albeit corrected
by the Brazilian inclination to tolerance and
laissez-faire and modified by a French pseudo-"positivist,"
or Comtean, ideology).
The state of Rio Grande do Sul is a sort of Texas
in Brazilian geopolitics: It has, since its early
colonization in the seventeenth century by Azoreans,
been inextricably linked to the destiny of the
River Plate region. The long, drawn-out struggle
between the Portuguese and Spaniards for control
of the left bank of the Rio de La Plata, as well
as the upper reaches of the Uruguay and Paraguay
rivers, created a frontier mentality. Río
Grande do Sul was the advance headquarters of
the Portuguese colonial empire in South America
and bred a particularly pugnacious sort of people,
still called the gaúchos (with the accent
on the u). Many of the customs of these cowboys
are quite similar to those of the gaúchos
(with accent on the a) of Argentina and Uruguay.
The aggressive, extroverted personality of the
gaúcho also owes something to the presence
of German and Italian immigrants in the northern,
mountainous ar ea of the state.
The first republican governor of Rig Grande do
Sul, Julio de Castilhos, was an authoritarian
lawyer of positivistic persuasion who imposed
on the state a constitution that drew heavily
on Comte's idea of "republican dictatorship."
The Castilhista tradition of centralized, authoritarian
government dominated that part of Brazil and became
associated with the typical "gaúcho"
inclination for dictatorial caudilhismo. The authoritarian
elements very often came into conflict with the
parliamentarian wing of the liberal maraga tos,
leading to internecine warfare throughout the
period.
Vargas belonged to a political family deeply involved
in the struggles of the early republican period.
A lawyer by profession, he was elected deputy
in the House, appointed minister of finance (1926)
in the cabinet of President Washington Luis Pereira
de Souza, and made governor of his state (1928-30).
Vargas then was chosen to lead the "Liberal
Alliance" as an opposition candidate but
was defeated in the ensuing rigged elections of
1930 (note the fallacious use of the term liberal).
The defeat was followed by the "revolution"
of October of that year, which overthrew the old
republic and in so doing removed the paulista
oligarchy, so named for the dominant position
of Sao Pâulo.
For four years Vargas was a provisional president
(note again the Orwellian use of the term provisional),
and during this period he maneuvered with supreme
ability in the conflicts between the revolutionary
tenentes-the Young Turks of the 1930 movement-and
the entrenched regional political oligarchies.
In 1932 he suppressed, after a brief civil war,
an attempt by the paulistas to regain the upper
hand. In 1934 Vargas was elected president by
a constitutional as sembly, but in 1937 he engineered
a new coup d'etat, supported by the armed forces;
dissolved Congress; and established a "New
State" (Estado Novo), a strongly centralized
sort of corporatist regime modeled both on Comtean
ideas and the fascist governments of Latin Europe
that were then fashionable.
The Machiavellian way Vargas dealt with the two
"extremist" movements, the communists
and the Integralistas, is also characteristic.
After having encouraged the National Liberation
Alliance of the Left (1933-34), he suppressed
a communist rebellion (1935) in Natal, Recife,
and Rio de Janeiro, putting most of the Red leaders
in prison. Again he goaded the right-wing Integralistas
in the last few months of 1937, using them for
his coup d'état against democracy, and
then took advantage of the resentments of the
true democrats to suppress the Integralista movement.
Vargas thus zigzagged with consummate expertise
amid the chaotic political currents of the nation
wrongly described by one of his main supporters
as "a desert of men and ideas." Vargas
himself never was a convinced ideologue, the dominant
facet of his character being an absolute lack
of convictions. He was actually a supreme opportunist.
He named a son after Luther, not because he was
in any sense a Protestant, not even because Luther
is one of the heroes of "Humanity" commemorated
in Auguste Comte's Calendar, but because in so
doing Vargas could challenge the dogmatic positions
of power of the Catholic Church-an institution
he despised while showing its hierarchy every
mark of respect.
The Vargas regime was in short a strictly personal
affair, with very little of the trappings and
crowd-pleasing methods typical of the fascist
and communist regimes of the period. The corporatist
constitution Vargas granted to Brazil was never
implemented. The regime remained strictly personal,
though any attempt to foster a cult of personality
was limited to plastering Vargas' picture all
over the country under the slogan "The nation
places its faith and hope in the President of
the Republic." This was enough to ensure
the faithfulness of the masses, who quickly responded
by granting him the messianic title of "Father
of the Poor" (though he was known in other
quarters as the "Mother of the Rich").
In the international context, Vargas applied
the same efficient opportunistic methods. He was
first feared abroad as a right-wing dictator,
attuned to the totalitarian tendencies then spreading
all over Europe. Soon afterward, however, he reduced
the federal states' autonomy and promoted a campaign
to "nationalize" the nuclei of German
and Polish immigrants that had formed in southern
Brazil. Nazi activities among German settlers
were crushed and relations with Hitler's Germany
were nearly broken, although trade between the
two countries grew.
When war started in Europe, Vargas immediately
declared Brazil's neutrality. But in June 1940,
just as the French army had collapsed under the
onslaught of the Wehrmacht and London was being
blitzed by the Luftwaffe, Vargas chose the site
of a battleship in Rio's harbour to deliver a
speech of great impact, in which he praised the
"new order" arising in the world, the
demise of "old-fashioned ideas" concerning
liberty, and the emergence of youthful nations,
full of energy and ready to lead the planet to
a new civilization.
The speech quoted Shakespeare's Merchant of Venice,
echoing its antiSemitic overtones. So did the
immigration legislation secretly introduced by
Vargas, which impeded the entrance into Brazil
of thousands of "Shylocks" trying to
escape the coming Holocaust.
In February 1942, this pro-Axis attitude suddenly
disappeared: A Pan-American conference gathered
in Rio and was presided over by Brazil's pro-American
foreign minister, Oswaldo Aranha, one of the most
intimate of the dictator's gaúcho friends.
Aranha led the efforts, resisted only by Argentina
and Chile, for a general break in diplomatic relations
with the Axis powers by the American republics.
Soon, Vargas was sending an expeditionary force
of two infantry divisions to fight in Italy; he
also granted the United States bases in the northeastern
bulge of Brazil, allowing the Allies to reach
the coast of Africa by air, and thus preparing
for the successful landings in North Africa at
the end of that year. In return, Vargas obtained
from the Americans financial and technical support
for the installation of a huge steel plant in
Volta Redonda, which subsequently was to become
the spearhead of Brazil's rapid industrialization.
The years 1938 to 1945 were surprisingly peaceful.
Vargas himself excelled in the art of reducing
tensions and conciliating the opposition. His
ability was such that he managed to put all the
blame for the regime's brainwashing/propaganda
machinery on the minister of information and propaganda;
all the blame for the imprisonment and occasional
torture of members of the opposition fell to the
chief of police, Felinto Mueller.
During the twenty-four years of Vargas' sway,
very few cases of deliberate killing for political
reasons could be blamed on his government. Some
grim lapses did occur, of course. One of the worst
examples of abuse held against the dictator was
the detention of the Jewish wife of Brazilian
communist leader Luis Carlos Prestes. As a German-born
citizen, she was expelled from Brazil and handed
to the Gestapo; she disappeared in a concentration
camp.
One of the reasons for the opposition's reluctance
to come out loudly and violently against the regime
was the permanent possibility of making a deal
with Vargas: The man wielded incontestable power
but never showed a consistent and lasting determination
to stick to any definite policy.
After the war, Vargas decided the time had come
for a change of course: The Allies had won the
war, but the USSR appeared to be the main beneficiary
of victory over the Axis powers. The Soviet nomenklatura
system seemed especially attractive, due to Vargas'
authoritarian, nationalistic, and bureaucratic
propensities, more so than American democratic
"anarchy." As in Mexico, bureaucrats
and intellectuals from the Left became convinced
that Soviet-style rule by the nomenklatura was
much more congenial to their interests than liberal
capitalism. To be on the safe side, however, Vargas
took the initiative of founding two new parties:
on his right, the Social Democratic Party (PSD),
which in spite of its name was conservative and
represented the power of regional oligarchies,
and on his left, the Brazilian Labor Party (PTB).
Thus provided with support from the Left and Right,
he could handle the situation as expedience dictated..
But his preference seemed to go to the PTB, since
by then he had discovered his true populist vocation.
Vargas had never cared much for the working classes
or the poor. Originally, he was linked mostly
to the landlords of his own state, whose interests
he continued defending even after he had turned
into a populist rabble-rouser. Just after the
1930 "revolution," one of his young
followers, Lindolfo Collor, suggested the introduction
of a new labor law under which workers' demands
would cease to be "a question for the police"
to handle, as proclaimed by the former president.
Vargas accepted Collor's ideas with misgivings:
"Let's hope this little German will not cause
us too much trouble," he said, referring
to Collor's birth in the German colonial area
of Rio Grande do Sul. But then Vargas understood
that the new labor and social welfare laws were
copied from the Italian fascist Carta del Lavoro,
keeping labor unions strictly under the thumb
of the Ministry of Labor in his own government.
Thus, the proletarian masses could eventually
be mobilized to his advantage-a development that
became a certainty after the introduction of universal
franchise and a legal electoral system guaranteed
the rights of the voting masses.
In the mid-forties, as he perceived the growing
power of the Soviet Union, Vargas realized the
political advantages of coloring his own prestige
with a socialistic legitimizing ideology and started
shifting his posture more and more to the left.
He personified fully the national socialist trend
of his time, that peculiar fusion of Left and
Right that was to spread triumphantly throughout
the so-called Third World after 1945. Soviet communism
of the Stalinist type, Hitlerism, fascism, the
Spanish Falange, Brazilian Integralismo and Argentinian
Justicialismo were a national expressions of the
deep socialist hatred of freedom, money market
economies, and the open society. Consequently,
all the nationalistic slogans that had been used
prior to 1940 by the Brazilian Right quite naturally
fitted into the rhetoric of the Left after 1945.
Vargas was the principal beneficiary, and the
Unite States became the main punching bag.
The former dictator was reelectec in 1950, thanks
to the alliance of his own PTB (Labor Party) with
the conservative oligarchic PSD on a nationalistic
platform. During his new tenure as president,
Vargas introduced legislation inimical to foreign
capital and began to whip up xenophobic feelings
among the populace. The relative growth of the
public sector of the Brazilian economy, which
hay now reached enormous proportion (about 70
percent of GNP), started at that time. For example,
Petrobras, the state oil monopoly, was created
under the slogan "the oil is ours."
Vargas' enemies were all liberal constitutionalists
of the UDN (National Democratic Union), representatives
of the growing urban middle classes who nevertheless
thought it best to board the nationalistic bandwagon.
In the fifties, Vargas emerged as the, "father
of the poor"; at the same time, he relied
more and more on the control of labor unions by
the PTB clientele of his disciple "tango"
Goulart in the Ministry of Labor. In short, Vargas
was by then the greatest populist leader and first
real caudillo in Brazilian history, as well as
the last and most powerful coronel (political
boss) in the old-fashioned politics based on patronage
and the spoils system. Vargas created his own
Brazilian ideology, Getulismo: a mixture of nationalism,
welfare-state laborism, demagoguery, and the eternal
utopian expectations of the masses, who hoped
for a savior to inaugurate the tropical paradise
on earth. But in 1954, when his government sank
into corruption and inefficiency ("a sea
of mud," as he himself sadly defined the
mess brought about by his closest followers),
Vargas coldly and deliberately chose to quit by
suicide, rather than surrender to a new military
coup.
The PTB-PSD alliance formed by Vargas persisted;
after a new military countercoup, it managed to
elect, with about one-third of the vote, Juscelino
Kubitschek, the governor of Minas Gerais. Kubitschek,
an enlightened pragmatist, was the builder of
Brasilia and a father of Brazil's Industrial Revolution.
But Goulart, as vice president, took over the
presidency in 1961 when a new president, Jânio
Quadros, suddenly resigned. The tradition of gaúcho
caudillismo persisted with Goulart, but he was
so incompetent and so vulnerable to his communist
friends that he was overthrown by the military
in April 1964. Contrary to precedent, the military
took over the government itself; the authoritarian
regime it established lasted for twenty years
and provided Brazil with a period of economic
growth that became known as the `Brazilian miracle."
Nevertheless, military rule further strengthened
the bureaucratic, authoritarian tradition of the
paternalistic state. Goulart's brother-in-law
from Rio Grande do Sul, Leonel Brizola, still
carries the flame of populism and gaucho caudillismo:
He was an important candidate for president in
the elections held in November 1989, and in October
1990 won election as governor of the state of
Rio de Janeiro.
The distinctive mark of Vargas' personality,
which so admirably fitted Brazilian national character
and gave him such unheard-of popularity, was his
shrewdness, his devious behavior, his lightheartedness,
the way he knew how to profitably use or discard
friends and enemies when the moment came, with
no feelings whatsoever of resentment or compassion.
He was admired for his simple wizardry. Short,
plump, with a permanent expression of simpatico
cordiality so congenial to the Brazilian temperament,
Vargas maintained on his lips, as a critic once
remarked, a perennial "Gioconda smile."
Unlike Perón, who forced a real national
socialist revolution by attacking the so-called
oligarchy of landlords, the estancieros who took
their tea and drank their whiskey at the Jockey
Club, Vargas managed to reduce the violence of
the ideological revolution. His Machiavellian
genius left a lasting imprint. Just before he
shot himself on the morning of August 24, 1954,
he wrote a letter (a spurious document according
to his enemies), in which he blamed his demise
on the "oc cult power" of foreign interests.
Claiming he was offering his life as a sacrificial
victim for the "liberation" of Brazil
from unspecified imperialistic plots, Vargas threw
back at his adversaries the blame for the crisis
into which the country had fallen.
Vargas' suicide was a masterpiece of self-promotion
beyond death. Far from ensuring his disappearance
in shame and obloquy, it provoked a popular upsurge
that led eventually to the permanent hegemony
in Brazilian politics of left-wing national socialistic
Third Worldism, populism, statism, and authoritarian
positivism, lasting up to the present. It was
partially against Getulismo and its alleged corruptive
effects that the armed forces rose to power in
1964. Yet again, in 1985, the shadow of Vargas
would inspire those who took over the "democratic"
new republic.
PERON AND
ARGENTINA
The story of Juan Domingo Perón becomes
more interesting and meaningful when compared
with that of Vargas. The similarities and discrepancies
between the destinies of the two men may contribute
to a better understanding of the phenomenon of
populist caudillismo in Latin America, as well
as to an analysis of the cultural structure and
collective psychology of the two nations. One
has to take into consideration, to begin with,
the great social and cultural contrasts between
them. Argentina is younger than Brazil, yet more
mature. Its settlement by Europeans started in
earnest in the second half of the eighteenth century,
and for a hundred years it consisted simply of
a large port, Buenos Aires, with a huge hinterland
inhabit ed by half breed cowboys (the gáuchos).
There were a few cities (Tucuman, Córdoba,
Mendoza, Rosario) on its northern borders with
Bolivia and Paraguay, on which centers the Argentines
depended.
Argentina was consolidated only around 1880 when
the anarchy in the pampas was finally crushed
by the bourgeoisie of Buenos Aires. Thereafter,
in a short, fantastic burst of prosperity stimulated
by European immigration, Argentina raised herself
to the forefront of developing nations. The immensely
fertile plains around Buenos Aires, the pampas,
perfect for cattle raising and wheat growing,
created around the enormous, cosmopolitan city,
definitely European in character, one of the most
successful economies in the New World.
By 1929, Argentina had become the fifth-or sixth-richest
nation in the world, and the leading power in
South America. Its per capita income was higher
than that of Canada and the countries of southern
Europe, including Spain and Italy.
A joke then current in Latin America claimed
that the Mexicans were descended from the Aztecs,
the Peruvians from the Incas, and the Argentines
... from ships. At some point, there were more
Italians, Spaniards, Germans, Irish, and other
energetic and adventurous foreigners in Buenos
Aires than native-born Argentines. In his celebrated
A Study of History, written in that era, Arnold
Toynbee maintained that even southern Brazil was
"inferior in civilization to regions farther
South, on either side of the La Plata estuary";
using his theory of "challenge and response,"
he claimed that "along the South American
Atlantic seaboard, the equatorial sector is not
stimulating but positively relaxing," when
compared to the optimum climate of "the Argentinian
State of Buenos Aires."
But then something went wrong. Argentina stagnated
in unprofitable civil discord, and central Buenos
Aires now offers an air such as that of the decadent
capitals of decayed empires, like Vienna or Constantinople
in Europe. Argentina today stands well behind
Brazil, Mexico, and even Venezuela in economic
power. Its GNP is half that of the state of Sao
Pâulo, which lies in that "less stimulating
equatorial sector" of which Toynbee spoke
merely fifty years ago.
Argentina has become an enigma to all those friends
and observers who share in the huge disappointment
that it has caused. Robert Crassweller, in his
enlightening book Perón and the Enigma
of Argentina, investigates the mystery of the
nation's fall and the possible relation between
Perón's appearance, the military's role,
and the permanent contention and violence plaguing
Argentine politics. "The fall from grace,"
says Crassweller, "was seen to be almost
biblical in its sweep, as if a judgment had been
rendered. But throughout all this, the basic sources
of Argentine success remained unchanged. Why,
then, the fall from which redemption is still
uncertain? That is the first great enigma."
Raul Prebish, himself an Argentine and-as the
author of the disastrous statist recipes of ECLA
(the UN Economic Commission for Latin America)-among
the men mainly responsible for the fatal conceit
that led Argentina to ru in, finally confessed
at the end of his life that Argentina represents
a peculiar case of a country that made a deliberate
option for underdevelopment.
I believe that nations, like individuals, may
be subject to collective diseases. The disease
that affects Argentina, like the nosos recorded
by Plato and other ancient philosophers of Greece,
has a triple source: nationalism; the pseudo-Christian
modern version of socialism that Perón
named Justicialismo-a tyranny of labor unions
similar to that which almost destroyed Great Britain;
and the virulent form of caudillismo represented
by Perón, certainly an evil genius if ever
there was one.
The pseudology that emerged from this confused
situation took some time to clear out. Originally,
in most of Latin America, the struggle between
liberals and conservatives was strictly a contest
between anticlerical enthusiasts of the French
model and Tridentine Catholics, stubbornly resisting
modernity. Internecine civil war, coups, countercoups,
assassinations, and cyclical revolutions (Emperor
Dom Pedro II jokingly compared Brazil's neighboring
republics to clocks, which made a "revolution
every twentyfour hours") were no more than
expressions of the power struggles between competing
politicians and generals. Personalities were involved,
not ideas. The concept of the rule of law was
nonexistent.
Just as in the bloody conflicts of the feudal
period (e.g., the War of the Roses in England),
Argentine warlords fought against each other for
purely selfish ends, in the defense of their patrimonial
and family possessions. Personal loyalty was the
bond that linked the attendants and vassals to
their destiny-an emotional relationship that had
very little to do with adherence to any ideological
program. This personal bonding to the spellbinder
is still the best explanation for the blind loyalty
and worship so many Argentines exhibit toward
the memory of Perón (and so many Brazilians
toward that of Vargas).
In the period between the two World Wars an ominous
phenomenon took place, adding a complicating factor
to the picture. Brazil and Argentina formerly
had stabilized their political lives under the
rule of oligarchies, which gave them not only
internal peace but prosperity. Democratic procedures
were a sham, but government was effective and
did not much interfere in the lives of private
citizens. It is true that in Brazil little was
done by the state to provide elementary education
and a minimum level of health to the poorer classes-but
at least in Argentina and in southern Brazil social
improvement of immigrant families was the rule,
thanks to their private initiative. In the thirties,
however, while liberal democratic ideas were under
siege in Europe, the Great Depression hit dramatically,
affecting the prices of coffee in Brazil and of
meat and wheat in Argentina. The specter of national
socialism was rising, and the dialectics of Jacobinism
and Bonapartism took new forms: With socialism
on the left (communism on the extreme left) and
nationalism on the right came the seductive hope
of transcending those two enemy brothers.
National socialism was the answer that empowered
Peròn and Vargas, though the two tyrants
called it by different names: Justicialismo and
Getulismo. National socialism may be defined as
the obscene pseudology of the twentieth century.
It was the tragedy of Europe in the first half
of the twentieth century; it became the disease
of the Third World in the second half. Peròn
himself used the expression national socialism
to describe his own brand of Justicialismo in
a discourse in 1968.
As with Vargas, Perón's career was marked
by a drift from the Right to the Left. When he
took over the government just after the Second
World War, still under the impact of Hitler's
demise in Europe, Perón was universally
feared abroad as a representative of an exotic
brand of Nazi ideology. The American ambassador,
Spruille Braden, fought him as such. Peron welcomed
many former Nazi and Gestapo refugees, who helped
him in his rise, and even an Austrian charlatan
who promised to make an atomic bomb for him at
low cost.
Under the influence of his wife Eva, Peròn
deviated more to the left. Through Eva he took
control of the Ministry of Labor with its descamisados,
"shirtless ones," a crowd he used as
a sort of SS cohort to overturn his enemies. Left
and Right always divided the Perónistas,
and when Perón returned from exile in Spain
in 1974, the two arms of the party gave him a
bloody welcome at Ezeiza Airport in Buenos Aires:
Hundreds are said to have been killed in this
first skirmish between the Montoneros of the Left
and the anticommunist death squads of Lopez Rega,
a crony of Perón's third wife, Maria Isabel.
The violence that followed, with terrorism and
counterterrorism after the military returned to
power in 1976, was called the Dirty War. It degenerated
into a sort of Sicilian vendetta and is said to
have left fifteen thousand dead and "disappeareds"
(desaparecidos) . "These were only a few
of the scars that hinted at the social and psychic
destruction wrought at deeper levels," as
Crassweller writes.
Violence and terrorism are also contagious; they
are collective diseases. Here again, we cannot
speak of causes of underdevelopment, poverty,
or ignorance: Violence of that sort has been a
scourge of even the advanced nations in Europewitness
France in 1793-94, Russia in 1917-1953, Spain
in 1936-39, Germany in 1933-1945, and even Northern
Ireland nowadays. In Latin America, we find a
vocation to violence in some countries (Mexico,
Nicaragua, Colombia, Peru, and Argentina) and
not in others, a tendency quite apart from the
cultural level of the countries involved.
THE MALASIE
OF LATIN AMERICA
The enigma of Argentina is not only her own; it
is the enigma of Latin America. Argentina is distinct
only as the worst example of the deep malaise
that affects the countries of our continent. Many
scholars, Argentine, Brazilian, and foreign, have
tried to offer a diagnosis of the collective disease
that gnaws at our peoples and impedes our development.
Recently, after the collapse in the early eighties
of the Brazilian "economic miracle"-which
in the seventies had turned Brazil into the eighth-largest
industrial economy in the Western world-many observers
have started to speak of an "Argentinization"
of Brazil. They somberly anticipate a syndrome
of decadence similar to that of our neighbor.
In the last four or five years, however, liberals
(in the Continental sense) have diagnosed the
cancer of the huge mercantilistic, bureaucratic,
and paternalistic state, an obsolete monster that
breeds runaway inflation, stagnation, corruption,
inefficiency, civil disorder, and evil-minded
autarchic policies.
Some contrasts between the two countries may
help highlight these parallels. Argentina is still
culturally and socially superior to Brazil. Indicators
of life expectancy, primary education, wealth
distribution, and health conditions are distinctly
higher or better than in Brazil. Due to the basically
European origin of the population, Argentina's
development was smoother and more balanced than
that of Brazil, whose main feature is its highly
heterogeneous racial and geographic constitution.
Compare the per capita income of around U.S. $300
in the northeastern state of Maranhao with that
of U.S. $6,000 in Sao Pâulo: Argentina does
not register such scandalous contrasts.
Argentina does not suffer from the handicaps
created in Brazil by the tropical environment,
high birthrate, and proliferation of racially
and culturally heterogeneous masses. It never
went through historical disasters; perhaps this
is precisely what it lacks to become serious.
All the factors that according to Adam Smith determine
the nature and causes of the wealth of nations
were present up to 1929, save that a politically
corrupt and monstrous state intervened in the
free development of the potential of the country,
leading it to perdition. Obviously, the malaise
that disturbs Brazil and Argentina has deeper
causes, with no relation to the two countries'
cultural advancement: Argentina can produce a
sophisticated literary genius such as Jorge Luis
Borges and still register political upheavals
that one would only expect in banana republics.
SARMIENTO'S
DIAGNOSIS
One of the most illustrious of Argentina's liberal
thinkers, educators, and statesmen, Domingo Sarmiento,
who was president from 1868 to 1874, carefully
studied the "collective disease" represented
by caudillismo. "The schoolteacher president,"
as he was called, put the blame for the anarchic
character of the Argentine on the Iberian inheritance,
contaminated by the long Arab presence in the
peninsula during the Middle Ages. In his view,
that type of collective behavior, which always
oscillated between anarchy and despotism, was
unable to create lasting institutions, because
it never reached the level of intellectual abstraction
that transcends personal relationships.
In his masterpiece, Civilization and Barbarism,
directed against the tyrant Juan Manuel de Rosas,
Sarmiento undertook to describe the pampas caudillo
Facundo Quiroga. A lieutenant of the dictator,
Quiroga became a symbol of the barbarism of the
nomadic gáuchos; primitive people, they
were intractable to any type of legal democratic
organization and averse to any restraining moral
principle. Borges remarks, in an article of 1961,
"Violence and barbarism are not a lost paradise,
but an immediate risk. Since 1940 or thereabouts
we are again contemporary to Sarmiento and to
the historical process which he analyzed and anathematized;
we were also before that date, but we did not
know it." Sarmiento argued that "reason
is impotent at certain stages of culture ... generally
in our countries, nobody has a clear awareness
of law and justice."
Irrationality and lack of consciousness of the
rule of law-what better explanation could be found
for the havoc wrought on a society that seemed
to follow obsessively the path of lawlessness
and murder? When Sarmiento achieved the office
of president at the height of his career, he could
not have imagined that caudillos like Quiroga,
Rosas, and Urquiza, the terrible "tyrants"
he had fought all of his life, would one day spawn
a man like Perón, the greatest caudillo
of them all, whose legitimation rested on the
mad ideologies of twentieth-century Europe; nor
could he foresee that the violence of the Montoneros
would spread even among those army officers whose
initial program was the elimination of popular
despotism. Even less could he anticipate, admirer
that he was of Anglo-Saxon culture, with its liberal
tradition and institutions, that the despotic
arbitrariness of military leaders would one day
launch an absurd war against Britain herself.
In Argentina, it seems that the "barbarism"
of the pampas contaminated the masses of alienated
immigrants who landed in Buenos Aires. Public
education, without a real paideia in political
culture, proved incapable of repressing the emotional
outbursts of hero worship, messianic expectations,
and anarchic controversy. No abstract, impersonal
concept of the rule of law could prosper in a
milieu otherwise very advanced. As long as the
country was governed by a small, well-educated
elite, brought up in the atmosphere of European
rational culture, everything went well. But then,
like an insidious disease, socialistic and nationalistic
pseudologies took over, acting in the body politic
as true collective psychopathologies.
Sarmiento believed that Arab blood, which he took
to be so conspicuous in the composition of the
Iberian population after centuries of Moorish
occupation, was responsible for those inertial
elements hostile to the civilizing influence of
Europe and acting by way of Buenos Aires. His
mother's family had an Arabic name, Albarracin,
but he considered that the Arabs' tendency to
nomadism had combined with a similar disposition
among the pampas Indians to generate a temperament
incompatible with the legal stability preferred
by city dwellers. The great educator was probably
wrong in this surmise. Yet it seems to be true
that Arab countries in North Africa and the Middle
East share with the southern Latins an ominous
bent for political incompetence, resistance to
the concept of the rule of law, and a proclivity
to follow caudillos who appear as father figures
or big brothers, carriers of messianic promises.
RACE IS NOT
THE EXPLANATION
Many republics of Central and South America suffer
from the same vices, and yet one cannot attribute
their similar propensities to the presence or
absence of Arab blood. Racial explanations cannot
be accepted, since one finds among Latin American
caudillos pure Europeans like Rosas, Perón,
Vargas (and for that matter, Castro); mestizos
like Quiroga and the Venezuelan Gomez; and blacks
such as the Haitian dictators.
Sarmiento could not have foreseen the consequences
of his own enlightened immigration policies. Immigration
would urbanize Argentina to the point that more
than one-third of the total population is today
concentrated in Greater Buenos Aires alone. But
the change in social, economic, and cultural structure
brought in its wake an unstable, urban proletariat
that became easy prey to populist demagoguery.
Quiroga and Rosas were rural caudillos, men on
horseback. Perón was a typical urban one.
The root of the problem is therefore more complex
than Sarmiento thought. The agriculture and urban
industrialization that he stimulated did not hinder
the phenomenon that he so much abhorred.
Sarmiento insisted strongly on the importance
of education as a means to overcome barbarism.
He emphasized the role of the written word and
thought that the strength of the American Constitution
lay in its abstract norms of legal and moral conduct.
But the paradox is precisely that while Argentina
is a highly cultivated country, with quite satisfactory
levels of literacy, education, and social equilibrium,
Argentines, just like Brazilians or Uruguayans,
are politically no more sophisticated than Nicaraguans
or Haitians. In 1973, Perón himself confessed
in a message to his countrymen, "We are a
politicized country but one without a political
culture."
The appearance of political aberrations is a
mysterious phenomenon of collective psychology.
After all, Germany at the beginning of this century
was one of the most cultivated countries in the
world. Yet, it produced the warmongering hysteria
of August 1914 and twenty years later delivered
itself to a monster. Barbarism and Kultur can
mix easily, and social philosophy has never been
able to understand the why and how of a people's
descent into violence and anarchy. Who could have
surmised in the French salons, at the height of
the eighteenth century, that the land of the Enlightenment
would soon be ruled by a Robespierre and use the
guillotine as the main instrument of persuasion?
This brings us to the nefarious influence of the
French Revolution on our continent. Brazil, at
the time of the empire, seems to have been the
only country to take English evolutionary paradigms
as models for political organization. Subsequently,
U.S. presidential and federal paradigms dominated
superficially, while the French Romantic spirit
ruled in the depths of the collective persona.
The unfortunate fact is that French effusions
were much stronger than the cold, clear, and pragmatic
Anglo-Saxon ideas.
Apart from the example of the struggle for independence,
the concepts that inspired the American Founding
Fathersideas that proceed from such thinkers as
Hobbes, Bacon, Locke, Hume, Smith and Montesquieu,
an admirer of the English constitution-were never
entertained by Latin American "liberators"
and nation builders. In fact, the Latin leaders
were obsessed by the aura of the French Revolution:
They worshipped Jacobinic turbulence, the flowery
rhetoric of Robespierre and Saint-Just, and, finally,
on the opposite side of the spectrum, the epic
of Napoleon's legend. From then on, apart from
Miranda of Venezuela, who had an actual role in
the French Revolution, every Latin American revolutionary
commander tried to copy either Robespierre or
Bonaparte. Quite often (think of Castro), one
started by imitating Robespierre or Saint-Just
and ended up a pseudo-Napoleon.
The contradictory paradigm repeats itself indefinitely
in the agitated political life of countries that
otherwise are kept under the strictly conservative
structure of their traditional paternalistic society.
This is certainly the Original Sin of our political
history. The great prophet for them all was Jean-Jacques
Rousseau. Rousseau's perverse mind is greatly
responsible for the emotional derailment that
occurred during the second phase of the French
Revolution-and it would be no exaggeration to
contend that Latin America was brought up under
the teachings of the great Romantic, with his
emphasis on emotional irrationality.
Crassweller, like other authors who have pondered
the question, emphasizes the deep feeling of solidarity
that evolved between the Argentine people and
Perón, a bond surviving forty years of
struggles and constant economic decline. The election
of President Menem proves that these bonds are
still strong, although the new president seems
to be a courageous pragmatist striving to overcome
the per Saint-Just and ended up a pseudo-Napoleon.
The contradictory paradigm repeats itself indefinitely
in the agitated political life of countries that
otherwise are kept under the strictly conservative
structure of their traditional paternalistic society.
This is certainly the Original Sin of our political
history. The great prophet for them all was Jean-Jacques
Rousseau. Rousseau's perverse mind is greatly
responsible for the emotional derailment that
occurred during the second phase of the French
Revolution-and it would be no exaggeration to
contend that Latin America was brought up under
the teachings of the great Romantic, with his
emphasis on emotional irrationality.
The common people of Argentina do not perceive
that the satisfaction of their immediate corporate
desires (thus, for instance, to have their salaries
always increased) cannot coincide with the longterm
needs of the nation as a whole. A country that
wants to develop has to save in order to invest,
but the rule of law, work, and thrift are virtues
that seem to have been forgotten in the wake of
Perónista rhetoric.
A capacity for sacrificing current satisfaction
for later greater advantage requires an effort
of rationality that passionate links to charismatic
leadership do not favor. A Kantian-like "Critique
of Short Reason" is required when the desire
for early returns obscures the greater opportunities,
held out by delayed gratification. Thus, instead
of thrift one finds extravagance, waste, inflation,
administrative ruin, economic recession-precisely
the path Argentina trod with Perónism,
and, incidentally, the same path that ruined the
"Brazilian miracle" after populism dissolved
the economic discipline imposed by military hard-liners.
Caudillismo and populism find their support in
the deep-seated selfishness of the masses; volatile
and opportunistic, they are incapable of thinking
for the long run or looking beyond the promise
of happiness in the present.
Many authors have tried to diagnose the malaise
affecting Latin America. Alain Peyrefitte, the
French writer and politician, speaks of a contagion
by the mal Latin that disturbed France and the
other Latin countries of Europe not so long ago.
Some have pointed out the consequences of the
Counter-Reformation, which made thinking on moral
questions the private domain of clerics who punished
any deviation from dogmatic orthodoxy. Others
have called attention to Roman law and the Napoleonic
Code derived from it, which became the basis of
the legal systems of Latin America and lent further
emphasis to the authority of the state. Others
still, like Hernando De Soto of Peru, who studies
in depth the mercantilistic organization of our
"political" economy, and like myself
and friends of mine in the Tocqueville Society
of Rio de Janeiro, focus our attention on the
absolutist and patrimonialist centralizing obsession
of Philip II in Spain, the marquis of Pombal in
Portugal, and Louis XIV and Napoleon in France
-enlightened despots who could think of no way
to modernize without strict governmental control
of all aspects of the people's economic activities.
Many also believe that the paternalistic tradition
in our countries is too strong: In their eyes,
democratic regimes and a sort of liberal paideia
will be necessary to change an underdeveloped
state of mind.
I lay particular emphasis on the fact that Latin
America never went through an Age of Reason, such
as that which enlightened Western Europe and North
America in the seventeenth and eighteenth centuries.
Dictators like Vargas and Perón are products
of an infantile collective mentality: Children
are emotional; they take time to liberate themselves
from their parental complex, and some people never
do so. Let's hope that the new liberal-neoconservative
revolution that is spreading over the world will
soon have some impact on our marginal continent.
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